Senior Compliance Manager

Overview

In this role you will lead the oversight of compliance, conduct and regulatory framework for the Syndicate and associated MGAs within a growing Lloyd’s market insurer. You will drive regulatory reporting, risk identification and challenge, and promote a strong compliance culture across product governance and consumer outcomes. You will provide practical, commercially focused guidance to senior stakeholders and ensure effective controls for money laundering, sanctions and regulatory change. This is a hands-on, high-impact position that shapes the compliance posture of the business in a fast-paced environment.

Responsibilities

• Oversee the Syndicate and MGA compliance framework to meet FCA, PRA, and Lloyd’s requirements
• Coordinate regulatory reporting, submissions, audits, inspections and responses
• Monitor regulatory developments and advise senior stakeholders on emerging risks
• Lead conduct risk oversight and support FCA Consumer Duty implementation
• Oversee product governance, fair value assessments, distribution arrangements, and POG activities
• Monitor conduct risk MI, complaints trends, and root cause analysis with remediation of systemic issues
• Oversee financial crime and sanctions compliance frameworks including screening and escalation
• Influence senior stakeholders with credibility and confidence; deliver practical compliance guidance

Key requirements

• Experience in Lloyd’s and London Market insurance sector
• 8+ years of compliance experience with broad knowledge
• Familiarity with FCA, PRA, and Lloyd’s frameworks
• Proven ability to engage senior stakeholders and drive risk-based decisions

• Stakeholder engagement
• Analytical thinking
• Clear communication
• Regulatory reporting and submissions
• Regulatory risk assessment
• Product governance and oversight (POG)

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