Overview
In this role, you will help design and run RBC BlueBay’s investment control framework, ensuring adherence to IMA, regulations, and internal policies. You’ll support front-office advisory and monitor investment guidelines with a focus on ESG and risk controls. You will manage CRIMS-related activity, onboard new funds, and contribute to reporting and risk management. This is a hands-on, cross-functional role that shapes compliance, risk controls, and performance governance in a high‑stakes portfolio environment.
Pay / Benefits
- Total Rewards Program including bonuses
- flexible benefits and competitive compensation
- coaching and development opportunities
- work with leading professionals in the field
- dynamic, collaborative, high-performing team
- world-class training program in financial services
Responsibilities
- Design and implement investment control framework with the Investment Policy Director
- Advise investment teams on regulatory and client guideline restrictions
- Monitor investment guidelines and ESG requirements; escalate breaches
- Onboard new funds, negotiating guidelines and monitoring capabilities
- Manage Charles River Investment Management System (CRIMS) and external rules; daily monitoring and coding of restrictions
- Understand and apply regulatory investment restrictions (UCITS, Luxembourg SIF, US 1940 Act, NI 81-102)
- Support Best Execution development in BTCA and present to Trade Management Oversight Committee
- Complete annual audit requests and ensure evidence and controls accuracy
- Produce periodic management reports and board KPI reports on guideline adherence
- Develop and maintain control procedures and respond to RFP/DDQ questions
- Contribute to projects and initiative workstreams
Key requirements
- University degree or equivalent work experience
- Relevant investment management experience
- Strong interpersonal and communication skills
- Client focus and ability to engage with senior stakeholders
- Knowledge of regional and local financial markets, regulations, and asset classes
- Solid understanding of investment products and services
- Competent IT skills (Excel, PowerPoint, Word)
- Familiarity with modern portfolio theory; portfolio optimization is a plus
- Interpersonal skills
- Excellent written and verbal communication
- Client focus
- Excel
- PowerPoint
- Word
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