Senior Internal Auditor – Wealth Management

Overview

In this role you will lead and contribute to Wealth Management audits, delivering high-quality work aligned with IIA standards. You’ll assess risks, report findings clearly, and drive improvements across the control environment. You’ll collaborate with business teams and stay informed on regulatory changes, helping Schroders strengthen governance and risk management. This position offers exposure to a global wealth management franchise and opportunities to apply data-driven auditing techniques in a dynamic setting.

Pay / Benefits

• flexible working arrangements
• equal opportunities employer
• reasonable accommodations for neurodiversity or health needs

Responsibilities

• Lead and participate in audits across Wealth Management
• Deliver audit work on-time and to a high standard per IIA standards and internal methodology
• Assist with other audits as a Wealth Management SME
• Identify, assess and escalate risks, control gaps and emerging issues with stakeholder engagement
• Produce clear, balanced audit reports and support informed decision-making
• Monitor and follow up on audit actions and oversee issue tracking
• Build strong relationships across Schroders and stay attuned to business and regulatory developments
• Support Head of Internal Audit Wealth Management in their duties

Key requirements

• Minimum 3 years’ experience in internal audit or similar risk and control role
• Financial services experience and understanding of Wealth Management risks
• Ability to travel to Horsham and some international travel
• Strong understanding of internal audit techniques including the IIA Standards

• Analytical thinker
• Detail oriented
• Strong communicator
• Ethical and principled
• Proficiency in data analytics tools
• Professional certification in auditing, accounting or similar

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