Compliance Analyst

Overview

In this role you help maintain Millennium’s global compliance program and support risk and regulatory activities. You will work with cross-functional teams to ensure adherence to laws, policies, and controls, while preparing reports and facilitating examinations. The position offers exposure to regulatory reporting, audits, and investigations, contributing to a disciplined risk management culture. You’ll partner with trading and back-office teams to improve processes and training, aligning with Millennium’s mission to deliver results within a collaborative, learning-focused environment. This is an opportunity to shape and scale compliance practices in a globally connected firm.

Responsibilities

• Maintain the firm’s compliance program and records, including certifications, disclosures, pre-approval requests, personal trading reconciliations, and conflicts/risk assessments
• Support regulatory reporting, including short-sale, trade, and transaction reporting, and contribute to monitoring and surveillance activities
• Review regulatory developments, prepare summary reports, and assist with regulatory reviews and impact assessments
• Support regulatory examinations and inquiries, internal investigations, and audits/inspections; prepare related compliance reports and presentations
• Collaborate with trading and back-office departments, maintain training schedules/logs/materials, facilitate portfolio manager research requests, and participate in working groups/projects

Key requirements

• Bachelor’s degree completed and available to begin full-time work in September 2026
• Strong attention to detail and the ability to manage multiple tasks simultaneously
• Clear written and verbal communication skills
• Strong organizational skills
• Ability to adapt quickly to changing priorities and circumstances
• Proficiency in Microsoft Excel, Word, and PowerPoint

• attention to detail
• clear communication
• strong organizational skills
• Microsoft Excel
• Microsoft Word
• Microsoft PowerPoint

…